Independent advice, extensive experience.
We provide a comprehensive range of services to meet the requirements of businesses operating in the regulated financial services industry.
We provide assistance, support, review, evaluations and design solutions, all with an independent, commercial and practical focus. Our tailored training sessions will assist teams and individuals to continue to meet the high standards expected.

Our Services
Board & Governance Services
- Independent Board and Committee evaluations
- Corporate governance reviews including adherence to the regulatory requirements and governance structure
- Regulatory applications and licenses
- Mentoring for newly appointed or potential Directors
- Assistance with design and completion of the Business Risk Assessment
Training
- Training sessions to meet client requirements – from small to large groups, tailored specifically to the audience and business
- Training topics include:
- compliance and risk
- corporate governance
- regulatory updates
- duties and responsibilities
- conflicts of interest
- due diligence, anti-money laundering and terrorist financing
- outsourcing
- Provided to directors (newly appointed, aspiring, off-island or annual updates for experienced individuals)
- For newly appointed persons holding nominated roles or mentoring and additional training for those already in the role
Compliance & Risk Services
- Independent evaluation of the Financial Crime and Compliance team to provide Board oversight
- Assistance with regulatory visits including preparation, pre-visit reviews and any remediation required
- Design or overview of the Compliance Monitoring Plan
- Provision of nominated roles including Compliance Officer, Money Laundering Compliance Officer (MLCO), Money Laundering Reporting Officer (MLRO) and Data Protection Officer
- Tailored inhouse training on a wide variety of topics including Enhanced AML/CFT training for the Board and Senior Management
- Design or review of policies, procedures and controls
- Design of client risk assessments
- Independent sample testing of on-boarding, periodic and event drive reviews
- Review of the suspicious activity reports
- Implementation of new or revised regulatory requirements
- Review of outsourcing and procurement activities
- Mentoring and training for newly appointed persons holding nominated roles